Latest Upload OCEG Reliable GRCA Braindumps Questions: GRC Auditor Certification Exam - GRCA Trustworthy Practice
Latest Upload OCEG Reliable GRCA Braindumps Questions: GRC Auditor Certification Exam - GRCA Trustworthy Practice
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Tags: Reliable GRCA Braindumps Questions, GRCA Trustworthy Practice, Reliable GRCA Test Answers, Reliable GRCA Exam Vce, GRCA Top Exam Dumps
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OCEG GRCA Exam Syllabus Topics:
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OCEG GRC Auditor Certification Exam Sample Questions (Q37-Q42):
NEW QUESTION # 37
If follow-up discovers that actions and controls haven't been implemented, immediately escalate to the board
- A. False. Use professional judgement and work with the action owner to understand why plans have not been implemented.
- B. True. Plans must be followed!
Answer: A
Explanation:
If follow-up discovers that actions and controls haven't been implemented, it is important to use professional judgment and work with the action owner to understand why the plans have not been implemented. Immediate escalation to the board without understanding the context may not be the most effective approach. Engaging with the action owner can help identify obstacles and facilitate a constructive resolution. Escalation should be considered if there is a significant risk or if there is consistent non-compliance despite reasonable efforts to address the issue.References:
* ISO 19011:2018 - Guidelines for auditing management systems
* IIA Standards for the Professional Practice of Internal Auditing
NEW QUESTION # 38
How would the following test be classified?
The Assurance Provider inspects a RACI matrix for inclusion of best practice content.
- A. Substantive test
- B. Control test
Answer: B
Explanation:
Inspecting a RACI (Responsible, Accountable, Consulted, Informed) matrix for inclusion of best practice content is classified as a control test. This test evaluates whether the RACI matrix, a control tool, is designed and implemented according to best practices. It assesses the completeness and appropriateness of the matrix in defining roles and responsibilities, which is an aspect of control effectiveness.
References:
COSO Internal Control - Integrated Framework
ISO 31000:2018 - Risk management - Guidelines
NEW QUESTION # 39
Producing Value and Protecting Value are trade-offs. You CANNOT do both at the same time. *
- A. False
- B. True
Answer: A
Explanation:
The statement that producing value and protecting value are trade-offs and cannot be done at the same time is false. In fact, both can and should be pursued concurrently. Effective governance, risk management, and compliance (GRC) strategies integrate the production of value (achieving business objectives and growth) with the protection of value (safeguarding assets, ensuring compliance, and managing risks). This integrated approach ensures sustainable performance and long-term success. Organizations that balance both aspects can achieve principled performance by reliably achieving objectives, addressing uncertainty, and acting with integrity.References:
* ISO 31000:2018 - Risk management - Guidelines
* COSO Enterprise Risk Management - Integrating with Strategy and Performance
NEW QUESTION # 40
What are the common attributes of an assurance professional?
- A. Objectivity, independence and freedom
- B. Independence, objectivity and diligence
- C. Objectivity, competence and fallibilism
Answer: B
Explanation:
The common attributes of an assurance professional are independence, objectivity, and diligence.
Independence ensures that the assurance professional is free from any influence or conflict of interest that could affect their judgment. Objectivity refers to the ability to provide an unbiased and impartial assessment.
Diligence involves a thorough and careful approach to the assurance process, ensuring that all relevant aspects are evaluated and reported accurately. These attributes are essential for maintaining the credibility and reliability of assurance activities.References:
* IIA Standards for the Professional Practice of Internal Auditing
* ISO 19011:2018 - Guidelines for auditing management systems
NEW QUESTION # 41
It is important to write the Assessment Report without the help of personnel who conduct the work being assessed
- A. False. Always confirm observations and even recommendations because you might be mistaken.
- B. True. Never involve those being assessed in anything.
Answer: A
Explanation:
It is important to confirm observations and recommendations with personnel who conduct the work being assessed. Engaging with them ensures accuracy and relevance in the findings and recommendations, as they provide context and insights that the assurance team might not have. This collaboration helps to avoid misunderstandings and ensures that the recommendations are practical and feasible for implementation.
References:
* ISO 19011:2018 - Guidelines for auditing management systems
* COSO Internal Control - Integrated Framework
NEW QUESTION # 42
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